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Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that future performance of any specific investment, investment strategy (including the investments and/or investment strategies recommended or undertaken by Main Street) or product made reference to directly or indirectly by Main Street on its website, or indirectly via a link to an unaffiliated third party website, will be profitable or equal to the corresponding indicated performance level(s). Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client or prospective client’s investment portfolio. Historical performance results for investment indices and/or categories generally do not reflect the deduction of transaction and/or custodial charges, the deduction of an investment management fee, nor the impact of taxes, the incurrence of which would have the effect of decreasing historical performance results.
All information provided in all Articles, Newsletters and Market Commentaries or other pages included on our website is for informational purposes only and no warranty is either expressed or implied by their presentation. The information presented may contain a discussion of, and/or provide access to, Main Street’s (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Main Street, or from any other investment professional. Main Street manages portfolios according to each client’s specific investment needs. Therefore, each client’s portfolio has its unique set of circumstances and consequently, investment results. Main Street’s outlook may change if new information is provided by the client or if there are material changes in the market or investment recommendations. Opinions expressed on this site or in the articles accessible are subject to change without notice and, due to the rapidly changing nature of the security markets, may quickly become outdated.
Main Street is neither an attorney nor accountant, and no portion of the website content should be interpreted as legal, accounting or tax advice. Furthermore, the prospective client is solely responsible for determining whether any investment, security or strategy, or any other product or service, is appropriate or suitable for the prospective client based on the prospective client’s investment objectives and personal and financial situation. The prospective client should consult with an investment professional, or an attorney or tax professional regarding their specific investment, legal or tax situation.
Inherent in any investment is the potential for loss. Information contained in our Articles, Newsletters, Market Commentaries and other areas of the website is from sources believed to be reliable. Information contained in third party articles were prepared by independent outside parties and the accuracy of any such information may have changed subsequent to the publication of the article. Main Street does not guarantee the accuracy or completeness of information in these articles and assumes no liability for damages resulting from or arising out of the use of such information.
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The firm offers clients two different fee structure options, one based solely on client assets under management (Traditional Fee), or one based on a combination of assets and performance (Performance-based Fee). While the performance-based fee structure aligns the interests of management with those of the client’s results, it may create an incentive for the firm to recommend riskier investments to generate higher returns. Further, since the firm also manages client accounts that do not pay performance-based fees, it may create an incentive for the firm to favor performance-based fee accounts. However, as a fiduciary, the firm aims to act in the best interest of its clients and subscribes to managing traditional fee and performance-based fee clients in a similar fashion.
*In order to select our performance based fee, the Client must be a “Qualified Client” within the meaning of the US Securities and Exchange Commission Investment Advisors Act of 1940, rule 205-3 as amended. This criterion would include either a total net worth of $2,200,000 or assets under management with Main Street Research LLC of $1,100,000 or more. A minimum investment is required – please inquire.
Main Street Research is independent of and unaffiliated with Financial Advisor Magazine (FA Magazine), the creator of the 2016 Registered Investment Advisor (“RIA”) Survey & Ranking. The rating noted was given based on specific criteria and methodology defined by FA Magazine. Main Street Research did not pay a fee to be included in the database. FA Magazine ranked 610 RIA participants based solely on the growth rate of discretionary and non-discretionary assets under management as reported on their firms’ 2014 and 2015 form ADV. The ratings are for informational purposes only and no warranty is either expressed or implied by their presentation. The ratings may not be representative of any one client’s experience because it reflects an average of all, or sample of all, the experiences of an adviser’s clients. Main Street’s receipt of such rating should not be considered a guarantee of future performance or results.
The FA’s top adviser rating(“accolade”) is presented for informational purposes only; no warranty is either expressed or implied by its presentation. The accolade may not be representative of actual or specific client experiences and should not be considered an endorsement. Main Street Research LLC (MSR) acknowledges the rating reflects an average of all, or sample of all, of an advisor’s or the firm’s clients and thus may not be representative of any single client’s experience. MSR’s receipt of accolades should not be considered a guarantee of future performance results. MSR is independent and unaffiliated with Financial Advisor magazine and did not pay a fee to be included in the databases and rankings. The ratings are not indicative of future performance. FA’s RIA Ranking is an independent listing produced by Financial Advisor magazine. To be eligible for the ranking, firms must be independent registered investment advisors and file their own ADV statement with the SEC and provide financial planning and related services to individual clients. Firms must have at least $100 million in assets undermanagement as of December 31, 2020, to be included in the print edition of Financial Advisor magazine.
Barrons: Barron’s 2021 rankings are based on data provided by around 4,000 investment advisors. Rankings are based on assets under management, revenue generated by advisors for their firms, regulatory record, quality of practice and philanthropic work. Investment performance isn’t an explicit criterion, because it is often more by clients’ risk tolerance than by an advisor’s investment picking abilities. Main Street Research, LLC is independent and unaffiliated with Barron’s and did not pay a fee to be included in the rankings. The ratings are not indicative of future performance.
Financial Times Magazine (FT magazine) ranked 740 SEC registered firms with over $300 million in assets under management (AUM) in 2020 based on asset growth, company age, industry certifications of key employees, SEC compliance records and online accessibility. The ratings may not be representative of any one client’s experience because it reflects an average of all the experiences of an adviser’s clients.
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