Roman has experience in investing and client services, having worked in asset management at Ameriprise Financial prior to his current role. He leverages his constant focus on client experience when assisting clients with their investments.
He is involved in daily execution of trades while also collaborating with Portfolio Managers to monitor and adjust the asset class exposure of client portfolios. Additionally, he performs equity research to find new potential investments for the portfolio.
Roman graduated from the McIntire School of Commerce at the University of Virginia with a Bachelor of Science in Finance and Business Analytics. He currently holds a Series 66 license.