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Over the years, Tito has garnered extensive experience in the global asset management industry, which includes over 25 years of investment adviser regulatory compliance experience and international compliance areas. He is focused on the areas of regulatory exams, annual reviews, mock SEC exams, policies and procedures development, advertising and marketing reviews, and creating a strong culture of compliance. He is currently President of his compliance consulting firm.
Before joining Main Street, Tito spent 14 years as Chief Compliance Officer for Matthews Asia Funds and adviser in San Francisco, CA, and 16 years in various compliance and accounting roles at Franklin Templeton. Tito is a member and former board member of the National Society of Compliance Professionals (NSCP) and co-chair of the Bay Area CCO committee. He is a thought leader in the compliance profession and often speaks at industry compliance conferences and seminars. Tito graduated from Queens College, NY, with a Bachelor of Arts in Accounting and Economics.
When Tito is not pursuing his passion for compliance and mentoring other compliance professionals, he enjoys playing tennis and pickleball and traveling across the globe. Tito is based out of our headquarters in Sausalito, CA.